Head of Compliance

At TechBiz Global, we are providing recruitment service to our TOP clients from our portfolio. We are currently seeking a Head of Complience to join one of our clients ' teams. If you're looking for an exciting opportunity to grow in a innovative environment, this could be the perfect fit for you. KEY RESPONSIBILITIES   Regulatory Compliance & Governance   • Oversee day-to-day compliance across all business activities, covering MiFID II, AML/CFT    legislation, CSSF circulars, DORA, and relevant EU regulations.   • Own the development, maintenance, and continuous improvement of internal policies,    procedures, and the compliance monitoring programme.   • Support the implementation of a governance structure aligned with the three lines of    defense model.   • Provide practical regulatory guidance to management on new initiatives, product    development, and operational changes.   AML/CFT & Financial Crime Prevention   • Lead the AML/CFT framework, including institutional and client risk assessments,    onboarding controls, ongoing monitoring, and suspicious activity reporting.   • Work closely with digital onboarding and RegTech functions to ensure effective controls    without compromising the client experience.   Regulatory Interface   • Serve as a key point of contact with the CSSF on supervisory matters, licence conditions,    and regulatory reporting.   • Prepare and coordinate regulatory submissions, respond to supervisory queries, and help    maintain a constructive and transparent relationship with the regulator.   Operational Resilience & ICT Governance   • Work alongside Risk and IT on DORA-related implementation, ICT risk governance, incident    reporting, and oversight of outsourced service providers. Advisory & Culture   • Act as a trusted advisor to senior management and the Board on regulatory developments,    emerging risks, and compliance strategy.   • Help set the tone from the top by embedding a strong compliance culture across the    organisation from inception.